The Life of the Mind Read online

  Table of Contents

  Title Page

  Table of Contents

  Copyright

  Epigraph

  Editor's Note

  One / Thinking

  Introduction

  I. Appearance

  II. Mental Activities in a World of Appearances

  III. What Makes Us Think?

  IV. Where Are We When We Think?

  Two / Willing

  Introduction

  I. The Philosophers and the Will

  II. The Discovery of the Inner Man

  III. Will and Intellect

  IV. Conclusions

  Notes

  Editor's Postface

  Appendix / Judging

  Index / Thinking

  Index / Willing

  Books by Hannah Arendt

  Copyright © 1971 by Hannah Arendt

  Copyright © 1978,1977 by Harcourt, Inc.

  All rights reserved. No part of this publication may be reproduced

  or transmitted in any form or by any means, electronic or mechanical,

  including photocopy, recording, or any information storage and

  retrieval system, without permission in writing from the publisher.

  Requests for permission to make copies of any part of the work

  should be mailed to the following address: Permissions Department,

  Harcourt, Inc., 6277 Sea Harbor Drive, Orlando, Florida 32887-6777.

  Thinking appeared originally in the New Yorker in somewhat different form.

  The quotations from W. H. Auden are from Collected Poems, by W. H. Auden,

  edited by Edward Mendelson. Copyright © 1976 by Edward Mendelson,

  William Meredith, and Monroe K. Spears, Executors of the Estate of

  W. H. Auden. The quotation from Rainer Maria Rilke is from Duino Elegies,

  by Rainer Maria Rilke, translated by J. B. Leishman and Stephen Spender,

  copyright 1939 by W.W. Norton & Company, Inc., copyright renewed 1967

  by Stephen Spender and J. b. Leishman, and is reprinted with the permission

  of W. W. Norton & Company, Inc., and The Hogarth Press.

  Library of Congress Cataloging-in-Publication Data

  Arendt, Hannah.

  The life of the mind.

  Originally published in two separate volumes with

  subtitles: Thinking, and Willing.

  Includes bibliographical references and indexes.

  1. Philosophy—Collected works. I. Title.

  B29.A73 1981 110 80-25403

  ISBN 0-15-651992-5

  Printed in the United States of America

  DOM 33 32 31 30 29 28 27 26 25 24

  Numquam se plus agere quam nihil cum

  ageret, numquam minus solum esse quam

  cum solus esset.

  CATO

  Every one of us is like a man who sees

  things in a dream and thinks that he

  knows them perfectly and then wakes

  up to find that he knows nothing.

  PLATO, Statesman

  Editor's Note

  As Hannah Arendt's friend and literary executor, I have prepared The Life of the Mind for publication. In 1973 Thinking was delivered in briefer form as Gifford Lectures at the University of Aberdeen, and in 1974 the opening part of Willing as well. Both Thinking and Willing, again in briefer form, were given as lecture courses at the New School for Social Research in New York in 1974–5 and 1975. The history of the work and of its editorial preparation will be related in the editor's post-face to be found at the end of each volume. The second volume contains an appendix on Judging, drawn from a lecture course on Kant's political philosophy given in 1970 at the New School.

  On Hannah Arendt's behalf, thanks are extended to Professor Archibald Wernham and Professor Robert Cross of the University of Aberdeen, and to Mrs. Wernham and Mrs. Cross, for their kindness and hospitality during the periods she spent there as Gifford Lecturer. Thanks are due, too, to the Senatus Academicus of the University, which was responsible for the invitation.

  My own thanks, as editor, are extended, above all, to Jerome Kohn, Dr. Arendt's teaching assistant at the New School for his continuing helpfulness in resolving some difficult textual questions and for his industry and care in hunting down and checking references. And I am grateful to him and to Larry May for preparing the index. My particular thanks go also to Margo Viscusi for her saintly patience in retyping a heavily worked-over manuscript, with many insertions and interlineations in different handwritings, and for her searching editorial questions. I thank her husband, Anthony Viscusi, for the loan of his college textbooks, which much facilitated the checking of some elusive quotations. I thank my own husband, James West, for the windfall of his college textbooks in philosophy and for his readiness to discuss the manuscript and its occasional peiplexities, and I thank him also for his decisiveness in cutting several Gordian knots in the general plan and lay-out of these volumes. I am grateful to Lotte Köhler, my co-executor, for making the relevant books from Hannah Arendt's library available to the publisher's editors, and for her overall helpfulness and devotion. Great appreciation is due Roberta Leighton and her staff at Harcourt Brace Jovanovich for the enormous pains and the intelligence they have brought to bear on the manuscript, far surpassing normal editorial practice. I warmly thank William Jovanovich for the personal interest he has always taken in The Life of the Mind, already evident in his presence in Aberdeen at three of the Gifford Lectures. Hannah Arendt was much more than an "author" to him, and she, on her side, valued not only his friendship but also his comments on and critical insights into her text. Since her death, he has encouraged and fortified me by his attentive reading of the edited text and by his suggestions for handling the Judgment material from the Kant lectures. Over and above that, there has been his willingness to share the burdens of decision on some minute points as well as on larger ones. I must thank too my friends Stanley Geist and Joseph Frank for being available for consultation on linguistic problems raised by the manuscript. And, for giving a hand with the German, my friend Werner Stemans of the Goethe Institute in Paris. Acknowledgments are due The New Yorker, which has published Thinking with a few slight changes; I feel gratitude to William Shawn for his enthusiastic response to the manuscript—a reaction that would have been very satisfying to the author. Finally, and most of all, I thank Hannah Arendt for the privilege of working on her book.

  MARY MCCARTHY

  One / Thinking

  Introduction

  Thinking does not bring knowledge as do the sciences.

  Thinking does not produce usable practical wisdom.

  Thinking does not solve the riddles of the universe.

  Thinking does not endow us directly with the power to act.

  MABTIN HEIDEGGER

  The title I have given this lecture series, The Life of the Mind, sounds pretentious, and to talk about Thinking seems to me so presumptuous that I feel I should start less with an apology than with a justification. No justification, of course, is needed for the topic itself, especially not in the framework of eminence inherent in the Gifford Lectures. What disturbs me is that I try my hand at it, for I have neither claim nor ambition to be a "philosopher" or be numbered among what Kant, not without irony, called Denker von Gewerbe (professional thinkers).1 The question then is, should I not have left these problems in the hands of the experts, and the answer will have to show what prompted me to venture from the relatively safe fields of political science and theory into these rather awesome matters, instead of leaving well enough alone.

  1. Notes are on [>].

  Factually, my preoccupation with mental activities has two rather different origins. The immediate impulse came fro
m my attending the Eichmann trial in Jerusalem. In my report of it2 1 spoke of "the banality of evil." Behind that phrase, I held no thesis or doctrine, although I was dimly aware of the fact that it went counter to our tradition of thought—literary, theological, or philosophic—about the phenomenon of evil. Evil, we have learned, is something demonic; its incarnation is Satan, a "lightning fall from heaven" (Luke 10:18), or Lucifer, the fallen angel ("The devil is an angel too"—Unamuno) whose sin is pride ("proud as Lucifer"), namely, that superbia of which only the best are capable: they don't want to serve God but to be like Him. Evil men, we are told, act out of envy; this may be resentment at not having turned out well through no fault of their own (Richard III) or the envy of Cain, who slew Abel because "the Lord had regard for Abel and his offering, but for Cain and his offering he had no regard." Or they may be prompted by weakness (Macbeth). Or, on the contrary, by the powerful hatred wickedness feels for sheer goodness (Iago's "I hate the Moor: my cause is hearted"; Clag-gart's hatred for Billy Budd's "barbarian" innocence, a hatred considered by Melville a "depravity according to nature"), or by covetousness, "the root of all evil" (Radix omnium malorum cupiditas). However, what I was confronted with was utterly different and still undeniably factual. I was struck by a manifest shallowness in the doer that made it impossible to trace the uncontestable evil of his deeds to any deeper level of roots or motives. The deeds were monstrous, but the doer—at least the very effective one now on trial—was quite ordinary, commonplace, and neither demonic nor monstrous. There was no sign in him of firm ideological convictions or of specific evil motives, and the only notable characteristic one could detect in his past behavior as well as in his behavior during the trial and throughout the pre-trial police examination was something entirely negative: it was not stupidity but thoughtlessness. In the setting of Israeli court and prison procedures he functioned as well as he had functioned under the Nazi regime but, when confronted with situations for which such routine procedures did not exist, he was helpless, and his cliché-ridden language produced on the stand, as it had evidently done in his official life, a kind of macabre comedy. Clichés, stock phrases, adherence to conventional, standardized codes of expression and conduct have the socially recognized function of protecting us against reality, that is, against the claim on our thinking attention that all events and facts make by virtue of their existence. If we were responsive to this claim all the time, we would soon be exhausted; Eichmann differed from the rest of us only in that he clearly knew of no such claim at all.

  It was this absence of thinking—which is so ordinary an experience in our everyday life, where we have hardly the time, let alone the inclination, to stop and think—that awakened my interest. Is evil-doing (the sins of omission, as well as the sins of commission) possible in default of not just "base motives" (as the law calls them) but of any motives whatever, of any particular prompting of interest or volition? Is wickedness, however we may define it, this being "determined to prove a villain," not a necessary condition for evil-doing? Might the problem of good and evil, our faculty for telling right from wrong, be connected with our faculty of thought? To be sure, not in the sense that thinking would ever be able to produce the good deed as its result, as though "virtue could be taught" and learned—only habits and customs can be taught, and we know only too well the alarming speed with which they are unlearned and forgotten when new circumstances demand a change in manners and patterns of behavior. (The fact that we usually treat matters of good and evil in courses in "morals" or "ethics" may indicate how little we know about them, for morals comes from mores and ethics from ethos, the Latin and the Greek words for customs and habit, the Latin word being associated with rules of behavior, whereas the Greek is derived from habitat, like our "habits") The absence of thought I was confronted with sprang neither from forgetfulness of former, presumably good manners and habits nor from stupidity in the sense of inability to comprehend—not even in the sense of "moral insanity," for it was just as noticeable in instances that had nothing to do with so-called ethical decisions or matters of conscience.

  The question that imposed itself was: Could the activity of thinking as such, the habit of examining whatever happens to come to pass or to attract attention, regardless of results and specific content, could this activity be among the conditions that make men abstain from evil-doing or even actually "condition" them against it? (The very word "con-science," at any rate, points in this direction insofar as it means "to know with and by myself," a kind of knowledge that is actualized in every thinking process.) And is not this hypothesis enforced by everything we know about conscience, namely, that a "good conscience" is enjoyed as a rule only by really bad people, criminals and such, while only "good people" are capable of having a bad conscience? To put it differently and use Kantian language: after having been struck by a fact that, willy-nilly, "put me in possession of a concept" (the banality of evil), I could not help raising the quaestio juris and asking myself "by what right I possessed and used it."3

  The Eichmann trial, then, first prompted my interest in this subject. Second, those moral questions, arising from factual experience, and going counter to the wisdom of the ages—not only to the various traditional answers that "ethics," a branch of philosophy, has offered to the problem of evil, but also to the much larger answers that philosophy has ready for the much less urgent question What is thinking?—were apt to renew in me certain doubts that had been plaguing me ever since I had finished a study of what my publisher wisely called "The Human Condition," but which I had intended more modestly as an inquiry into "The Vita Activa." I had been concerned with the problem of Action, the oldest concern of political theory, and what had always troubled me about it was that the very term I adopted for my reflections on the matter, namely, vita activa, was coined by men who were devoted to the contemplative way of life and who looked upon all kinds of being alive from that perspective.

  Seen from that perspective, the active way of life is "laborious," the contemplative way is sheer quietness; the active one goes on in public, the contemplative one in the "desert"; the active one is devoted to "the necessity of one's neighbor," the contemplative one to the "vision of God." (Duae sunt vitae, activa et contemplativa. Activa est in labore, contemplativa in requie. Activa in publico, contemplativa in deserto. Activa in necessitate proximi, contemplativa in visione Dei.) I have quoted from a medieval author4 of the twelfth century, almost at random, because the notion that contemplation is the highest state of the mind is as old as Western philosophy. The thinking activity—according to Plato, the soundless dialogue we carry on with ourselves—serves only to open the eyes of the mind, and even the Aristotelian nous is an organ for seeing and beholding the truth. In other words, thinking aims at and ends in contemplation, and contemplation is not an activity but a passivity; it is the point where mental activity comes to rest. According to traditions of Christian time, when philosophy had become the handmaiden of theology, thinking became meditation, and meditation again ended in contemplation, a kind of blessed state of the soul where the mind was no longer stretching out to know the truth but, in anticipation of a future state, received it temporarily in intuition. (Descartes, characteristically, still influenced by this tradition, called the treatise in which he set out to demonstrate God's existence Méditations.) With the rise of the modern age, thinking became chiefly the handmaiden of science, of organized knowledge; and even though thinking then grew extremely active, following modernity's crucial conviction that I can know only what I myself make, it was Mathematics, the non-empirical science par excellence, wherein the mind appears to play only with itself, that turned out to be the Science of sciences, delivering the key to those laws of nature and the universe that are concealed by appearances. If it was axiomatic for Plato that the invisible eye of the soul was the organ for beholding invisible truth with the certainty of knowledge, it became axiomatic for Descartes—during the famous night of his "revelation"—that there existed "a fundamental accord betw
een the laws of nature [which are concealed by appearances and deceptive sense perceptions] and the laws of mathematics";5 that is, between the laws of discursive thinking on the highest, most abstract level and the laws of whatever lies behind mere semblance in nature. And he actually believed that with this kind of thinking, with what Hobbes called "reckoning with consequences," he could deliver certain knowledge about the existence of God, the nature of the soul, and similar matters.

  What interested me in the Vita Activa was that the contrary notion of complete quietness in the Vita Contemplativa was so overwhelming that compared with this stillness all other differences between the various activities in the Vita Activa disappeared. Compared to this quiet, it was no longer important whether you labored and tilled the soil, or worked and produced use-objects, or acted together with others in certain enterprises. Even Marx, in whose work and thought the question of action played such a crucial role, "uses the expression 'Praxis' simply in the sense of 'what man does' as opposed to 'what man thinks.' "6 1 was, however, aware that one could look at this matter from an altogether different viewpoint, and to indicate my doubts I ended this study of active life with a curious sentence that Cicero ascribed to Cato, who used to say that "never is a man more active than when he does nothing, never is he less alone than when he is by himself' (Numquam se plus agere quam nihil cum ageret, numquam minus solum esse quam cum solus esset).7 Assuming Cato was right, the questions are obvious: What are we "doing" when we do nothing but think? Where are we when we, normally always surrounded by our fellow-men, are together with no one but ourselves?

  Obviously, to raise such questions has its difficulties. At first glance, they seem to belong to what used to be called "philosophy" or "metaphysics," two terms and two fields of inquiry that, as we all know, have fallen into disrepute. If this were merely a matter of modern positivist and neo-positivist assaults, we perhaps need not be concerned. Carnap's statement that metaphysics should be regarded as poetry certainly goes counter to the claims usually made by metaphysicians; but these, like Carnap's own evaluation, may be based on an underestimation of poetry. Heidegger, whom Carnap singled out for attack, retorted by stating that philosophy and poetry were indeed closely related; they were not identical but sprang from the same source—which is thinking. And Aristotle, whom so far no one has accused of writing "mere" poetry, was of the same opinion: poetry and philosophy somehow belong together. Wittgenstein's famous aphorism "What we cannot speak of we must be silent about," which argues on the other side, would, if taken seriously, apply not only to what lies beyond sense experience but even more to objects of sensation. Nothing we see or hear or touch can be expressed in words that equal what is given to the senses. Hegel was right when he pointed out that "the This of sense ... cannot be reached by language"8 Was it not precisely the discovery of a discrepancy between words, the medium in which we think, and the world of appearances, the medium in which we live, that led to philosophy and metaphysics in the first place? Except that in the beginning, it was thinking, in the form either of logos or of noesis, that was held to reach truth or true Being, while by the end the emphasis had shifted to what is given to perception and to the implements by which we can extend and sharpen our bodily senses. It seems only natural that the former will discriminate against appearances and the latter against thought.